Paul James Humphrey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bourlet Financial Planning Limited

    FRN 229328

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Bowmore Financial Planning Limited (no longer approved here)

    FRN 115180

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (2 Dec 2019 to 8 Dec 2019)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • CF30 Customer (25 Jun 2012 to 15 Dec 2017)
  • William Dixon & Associates Ltd (no longer approved here)

    FRN 216601

    • Employed By (20 Dec 2007 to 13 Nov 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (20 Dec 2007 to 13 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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