Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bowmore Financial Planning Limited (no longer approved here)

    FRN 115180

    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Nov 2015)
    • CF10 Compliance Oversight (29 Apr 2004 to 30 Nov 2015)
    • CF11 Money Laundering Reporting (29 Apr 2004 to 30 Nov 2015)
    • CF1 Director (17 Aug 2002 to 30 Nov 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.