Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 16 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2023)
  • Pareto Financial Planning Limited (no longer approved here)

    FRN 618272

    • [FCA CF] Client dealing (17 Feb 2021 to 2 Jan 2023)
    • [FCA CF] Functions requiring qualifications (17 Feb 2021 to 2 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.