Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 19 Oct 2023)
    • CF1 Director (AR) (since 22 Sep 2023)
    • CF30 Customer (since 22 Sep 2023)
    • (2)Employed By (since 22 Sep 2023)
  • Magenta Financial Planning Limited (no longer approved here)

    FRN 745621

    • [FCA CF] Client dealing (1 Sep 2021 to 4 Sep 2023)
    • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 4 Sep 2023)
  • Bowmore Financial Planning Limited (no longer approved here)

    FRN 115180

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
    • CF30 Customer (2 Dec 2019 to 8 Dec 2019)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (28 Feb 2011 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.