Magenta Financial Planning Limited

• Principal Place of Business

  Suite 1

  Nolton Court

  Nolton Street

  Bridgend

  Pen-y-bont ar Ogwr

  CF31 1BX

  UNITED KINGDOM

  Phone

  +4401656760670

  Web

  https://magentafp.com

• Complaints Contact

  Suite 1

  Nolton Court

  Nolton Street

  Bridgend

  Pen-y-bont ar Ogwr

  CF31 1BX

  UNITED KINGDOM

  Phone

  +4401656760670

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aled John Burd

  IRN AXJ00496

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 May 2024)
  • [FCA CF] Functions requiring qualifications (since 6 May 2024)
• Allyson Hopkins

  IRN AXH01026

  • SMF3 Executive Director (since 16 Feb 2026)
  • [FCA CF] Significant management (since 6 Nov 2023)
• Gretchen Mary Betts

  IRN GMB01108

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Feb 2026)
  • [FCA CF] Client dealing (since 1 Sep 2021)
  • [FCA CF] Manager of certification employee (since 22 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Significant management (9 Dec 2020 to 1 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2024)
  • Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
  • CF1 Director (1 Sep 2016 to 8 Dec 2019)
• Jamie Lee Flook

  IRN JLF01063

  • [FCA CF] Client dealing (1 Sep 2021 to 4 Sep 2023)
  • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 4 Sep 2023)
• Julie Lord

  IRN JXL00013

  • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2021)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • CF1 Director (1 Sep 2016 to 8 Dec 2019)

No changes recorded yet.