Date authorised
1 April 2013
Companies House
01998251
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    BNY Mellon Centre
    160 Queen Victoria Street
    London
    EC4V 4LA
    UNITED KINGDOM
    Phone
    +4402071635566
  • Complaints Contact

    BNY Mellon Centre
    160 Queen Victoria Street
    London
    EC4V 4LA
    UNITED KINGDOM
    Phone
    +4402071632793

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Cox

    IRN SXC07367

    • SMF1 Chief Executive (1 Feb 2023 to 16 Jan 2026)
    • SMF3 Executive Director (21 Sep 2021 to 12 Feb 2026)
    • [FCA CF] CASS oversight function (17 Nov 2020 to 21 Sep 2021)
    • CF10a CASS Oversight function (1 Nov 2018 to 8 Dec 2019)
  • Shona Jean Margaret Spence

    IRN SJS01200

    • CF28 Systems and controls (1 Nov 2007 to 31 May 2010)
    • CF13 Finance (28 Dec 2001 to 31 Oct 2007)
  • Simon Paul Wombwell

    IRN SPW01056

    • CF8 Apportionment and Oversight (17 Apr 2002 to 28 Feb 2004)
    • CF3 Chief Executive (17 Apr 2002 to 28 Feb 2004)
    • CF1 Director (1 Dec 2001 to 28 Feb 2004)
  • Simon Tony Pryke

    IRN STP01014

    • CF1 Director (17 Dec 2009 to 1 Jun 2011)
  • Stephen Brian Reginald Tutt

    IRN SBT01021

    • CF28 Systems and controls (31 Dec 2010 to 17 Aug 2012)
  • Stuart Edward Wilson

    IRN SEW01107

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2024)
    • CF11 Money Laundering Reporting (26 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Mar 2013 to 8 Dec 2019)
  • Suthagar Ponniah

    IRN SXP01912

    • CF28 Systems and controls (19 Jul 2011 to 2 Jan 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.