Suthagar Ponniah

• Northern Trust Investor Services Limited

  FRN 927658

  • SMF5 Head of Internal Audit (since 19 May 2021)
• Northern Trust Securities LLP

  FRN 465131

  • [FCA CF] Significant management (since 1 Mar 2020)
  • [FCA CF] Material risk taker (since 1 Mar 2020)
  • CF28 Systems and controls (8 Dec 2016 to 8 Dec 2019)
• The Northern Trust Company

  FRN 122020

  • SMF5 Head of Internal Audit (since 8 Dec 2016)
• Northern Trust Global Services SE (no longer approved here)

  FRN 829966

  • SMF5 Head of Internal Audit (6 Apr 2021 to 10 Nov 2022)
• Northern Trust Global Investments Limited (no longer approved here)

  FRN 191916

  • SMF5 Head of Internal Audit (9 Dec 2019 to 15 Dec 2025)
  • CF28 Systems and controls (8 Dec 2016 to 8 Dec 2019)
• PERSHING SECURITIES LIMITED (no longer approved here)

  FRN 146576

  • CF28 Systems and controls (19 May 2015 to 3 Nov 2016)
• BNY Mellon Investment Management EMEA Limited (no longer approved here)

  FRN 119196

  • CF28 Systems and controls (19 Jul 2011 to 2 Jan 2013)
• Insight Investment Management (Global) Limited (no longer approved here)

  FRN 119308

  • CF28 Systems and controls (19 Jul 2011 to 1 Jan 2013)
• Newton Investment Management Limited (no longer approved here)

  FRN 119331

  • CF28 Systems and controls (19 Jul 2011 to 11 Jan 2013)
• BNY Mellon Fund Managers Limited (no longer approved here)

  FRN 122007

  • CF28 Systems and controls (19 Jul 2011 to 2 Jan 2013)

No changes recorded yet.