Stuart Edward Wilson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2024)
    • CF11 Money Laundering Reporting (26 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Mar 2013 to 8 Dec 2019)
  • BNY Mellon Fund Managers Limited (no longer approved here)

    FRN 122007

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2024)
    • CF11 Money Laundering Reporting (26 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.