Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 13 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2025)
    • CF4 Partner (14 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
    • CF3 Chief Executive (30 Sep 2016 to 8 Dec 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (21 Sep 2012 to 19 Jun 2015)
    • CF1 Director (17 Dec 2009 to 19 Jun 2015)
  • BNY Mellon Fund Managers Limited (no longer approved here)

    FRN 122007

    • CF1 Director (17 Dec 2009 to 1 Jun 2011)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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