Sarah Cox

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • [FCA CF] Client dealing (9 Jul 2024 to 12 Feb 2026)
    • [FCA CF] Material risk taker (29 Nov 2021 to 12 Feb 2026)
  • BNY Mellon Fund Managers Limited (no longer approved here)

    FRN 122007

    • SMF1 Chief Executive (1 Feb 2023 to 16 Jan 2026)
    • SMF3 Executive Director (21 Sep 2021 to 12 Feb 2026)
    • [FCA CF] CASS oversight function (17 Nov 2020 to 21 Sep 2021)
    • CF10a CASS Oversight function (1 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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