Simon Paul Wombwell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooks Macdonald Asset Management Limited (no longer approved here)
FRN 184918
- CF1 Director (1 Aug 2016 to 6 Feb 2018)
- CF2 Non Executive Director (17 Nov 2009 to 6 Feb 2011)
BNY Mellon Fund Managers Limited (no longer approved here)
FRN 122007
- CF3 Chief Executive (17 Apr 2002 to 28 Feb 2004)
- CF8 Apportionment and Oversight (17 Apr 2002 to 28 Feb 2004)
- CF1 Director (1 Dec 2001 to 28 Feb 2004)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
- CF1 Director (1 Dec 2001 to 28 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.