BLACKTOWER FINANCIAL MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
03500648
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fetcham Park House
    Lower Road
    Fetcham
    Leatherhead
    Surrey
    KT22 9HD
    UNITED KINGDOM
    Phone
    +4401372844344
    Web
    https://www.blacktowerfm.com

  • Complaints Contact

    Fetcham Park House
    Lower Road
    Fetcham
    Leatherhead
    Surrey
    KT22 9HD
    UNITED KINGDOM
    Phone
    +4401372844344

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Robert Carpenter

    IRN ORC01008

    • CF30 Customer (22 Jun 2018 to 22 Feb 2019)
  • Patricia Hodge

    IRN PXH00009

    • CF30 Customer (5 Mar 2019 to 19 Jul 2019)
  • Paul Alexander Shorten

    IRN PXS09541

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 Dec 2018 to 8 Dec 2019)
  • Paul Humphreys

    IRN PWH00008

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Sep 2025)
    • [FCA CF] Client dealing (since 30 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 30 Sep 2025)
    • CF30 Customer (since 29 Sep 2025)
  • Paula Smith

    IRN PXS01751

    • CF30 Customer (9 Jan 2012 to 14 Oct 2013)
    • CF1 Director (29 Dec 2006 to 31 Mar 2014)
    • CF21 Investment Adviser (28 Feb 2005 to 11 Mar 2005)
  • Peter Nigel Button

    IRN PXB00015

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Nov 2020)
    • [FCA CF] Client dealing (since 11 Nov 2020)
    • [FCA CF] Client dealing (18 Sep 2020 to 11 Nov 2020)
  • Peter Ritchie Salkeld

    IRN PRS01163

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 27 Jul 2023)
    • Responsible for Insurance Distribution (since 27 Jun 2023)
    • Responsibility for MCD Intermediation (since 27 Jun 2023)
    • SMF3 Executive Director (since 27 Jun 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Nov 2023 to 4 Nov 2024)
    • SMF16 Compliance Oversight (24 Nov 2023 to 4 Nov 2024)
    • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
  • Rachael Tyrrell

    IRN RXT01553

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2021)
  • Richard William Holmes

    IRN RWH01174

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 May 2023)
    • [FCA CF] Functions requiring qualifications (since 16 May 2023)
  • Ritchie Salkeld

    IRN JRS00006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jul 2020)
    • Responsible for Insurance Mediation (21 Mar 2011 to 30 Sep 2018)
    • CF30 Customer (25 Feb 2011 to 1 Jan 2013)
    • CF11 Money Laundering Reporting (25 Feb 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Feb 2011 to 8 Dec 2019)
    • CF1 Director (25 Feb 2011 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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