Paul Alexander Shorten

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED

    FRN 188611

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Dec 2018 to 8 Dec 2019)
  • Pembroke Finance Limited (no longer approved here)

    FRN 305811

    • CF30 Customer (15 Oct 2020 to 24 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jan 2024)
  • Consilio Financial Planning Limited (no longer approved here)

    FRN 925465

    • Employed By (15 Oct 2020 to 24 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

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