Oliver Robert Carpenter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fintuity Limited

    FRN 814106

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2025)
    • [FCA CF] Client dealing (since 28 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2024)
    • CF30 Customer (31 Oct 2019 to 1 May 2024)
  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 188611

    • CF30 Customer (22 Jun 2018 to 22 Feb 2019)
  • Touchstone Investment Advisers Ltd (no longer approved here)

    FRN 796109

    • Employed By (22 Jun 2018 to 22 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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