Ritchie Salkeld

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED

    FRN 188611

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jul 2020)
    • Responsible for Insurance Mediation (21 Mar 2011 to 30 Sep 2018)
    • CF1 Director (25 Feb 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (25 Feb 2011 to 1 Jan 2013)

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Updates to this individual's record on the FCA register.

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