BLACKTOWER FINANCIAL MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
03500648
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fetcham Park House
    Lower Road
    Fetcham
    Leatherhead
    Surrey
    KT22 9HD
    UNITED KINGDOM
    Phone
    +4401372844344
    Web
    https://www.blacktowerfm.com

  • Complaints Contact

    Fetcham Park House
    Lower Road
    Fetcham
    Leatherhead
    Surrey
    KT22 9HD
    UNITED KINGDOM
    Phone
    +4401372844344

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roy Nichols Lupton

    IRN RNL00005

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
    • [FCA CF] Client dealing (since 15 Jul 2024)
    • CF30 Customer (since 15 Jul 2024)
    • CF1 Director (AR) (since 15 Jul 2024)
  • Russell Barrie Jones

    IRN RBJ01028

    • CF30 Customer (27 Feb 2012 to 28 Jun 2013)
  • Simon Noel Verity

    IRN SNV01000

    • CF30 Customer (7 Jun 2010 to 1 Sep 2010)
  • Stephen Gordon Robert Rodgers

    IRN SGR00010

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF24 Pension Transfer Specialist (14 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)
  • Thomas Michael Quinn

    IRN TXQ00011

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 18 Mar 2024)
    • CF1 Director (AR) (since 18 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 18 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2024)
    • [FCA CF] Client dealing (since 22 Feb 2024)
  • Thomas Stewart Skinner

    IRN TXS01297

    • CF30 Customer (2 Oct 2020 to 4 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 11 Nov 2020)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 11 Nov 2020)
  • Verlyn Bridget Khonje

    IRN VBK00001

    • CF21 Investment Adviser (8 Dec 2005 to 13 Feb 2006)
  • Yvette Julia Ratchford

    IRN YJR01001

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 2 Apr 2024)
    • CF30 Customer (since 22 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 22 Dec 2021)
    • [FCA CF] Client dealing (since 29 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2021)
  • Zachary Morris Nathan Evans

    IRN ZME01001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 18 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 22 Jun 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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