Roy Nichols Lupton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allied Luptons Limited

    FRN 218436

    • (3)Employed By (since 11 Oct 2024)
    • (4)Employed By (24 Mar 2016 to 5 Aug 2024)
  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED

    FRN 188611

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 15 Jul 2024)
    • CF30 Customer (since 15 Jul 2024)
    • [FCA CF] Client dealing (since 15 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 15 Jul 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Aug 2024)
    • CF1 Director (AR) (24 Mar 2016 to 5 Aug 2024)
    • CF30 Customer (24 Mar 2016 to 5 Aug 2024)
  • D.C. PENSIONS & INVESTMENT LTD (no longer approved here)

    FRN 195353

    • CF1 Director (AR) (25 Oct 2002 to 12 Oct 2004)
    • CF21 Investment Adviser (25 Oct 2002 to 12 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Allied Luptons Limited

  2. controlled function added: (4)Employed By at Allied Luptons Limited

  3. controlled function added: (3)Employed By at Allied Luptons Limited