Simon Noel Verity

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (11 Feb 2020 to 31 Jul 2020)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (346)Employed By (11 Feb 2020 to 31 Jul 2020)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Dec 2019)
- CF30 Customer (16 Jan 2019 to 8 Dec 2019)
BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)
FRN 188611
- CF30 Customer (7 Jun 2010 to 1 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.