Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 11 Oct 2024)
    • (6)Employed By (22 Aug 2021 to 3 Mar 2022)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 2 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (since 22 Dec 2021)
    • CF30 Customer (since 22 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2021)
    • [FCA CF] Client dealing (since 29 Jun 2021)
    • (2)Employed By (since 22 Dec 2021)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (27 Aug 2021 to 3 Mar 2022)
    • CF1 Director (AR) (22 Aug 2021 to 3 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Allied Luptons Limited

  2. controlled function added: (6)Employed By at Allied Luptons Limited

  3. controlled function added: (2)Employed By at Allied Luptons Limited