Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allied Luptons Limited
FRN 218436
- (2)Employed By (since 11 Oct 2024)
- (6)Employed By (22 Aug 2021 to 3 Mar 2022)
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BLACKTOWER FINANCIAL MANAGEMENT LIMITED
FRN 188611
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 2 Apr 2024)
- Appointed representative dealing with clients for which they require qualification (since 22 Dec 2021)
- CF30 Customer (since 22 Dec 2021)
- [FCA CF] Functions requiring qualifications (since 29 Jun 2021)
- [FCA CF] Client dealing (since 29 Jun 2021)
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Scion Financial Ltd
FRN 959428
- (2)Employed By (since 22 Dec 2021)
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- Director of firm who is not a certification employee or a SMF manager (27 Aug 2021 to 3 Mar 2022)
- CF1 Director (AR) (22 Aug 2021 to 3 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Allied Luptons Limited
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controlled function added: (6)Employed By at Allied Luptons Limited
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controlled function added: (2)Employed By at Allied Luptons Limited