BLACKTOWER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

  Web

  https://www.blacktowerfm.com

• Complaints Contact

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Louise Rebecca Bygott Cashmore

  IRN LRH00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 25 Nov 2020)
  • CF30 Customer (25 Nov 2020 to 1 May 2024)
  • Appointed representative dealing with clients for which they require qualification (25 Nov 2020 to 1 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2020)
• Mark John Armstrong

  IRN MXA26174

  • [FCA CF] Functions requiring qualifications (16 Dec 2019 to 17 Dec 2019)
• Mary Boyd

  IRN MXB11940

  • CF29 Significant management (7 May 2019 to 8 Dec 2019)
• Matthew Davies

  IRN MXD00841

  • [FCA CF] Client dealing (8 Jan 2025 to 25 Apr 2025)
  • [FCA CF] Functions requiring qualifications (8 Jan 2025 to 25 Apr 2025)
• Maxwell Sidney Rust

  IRN MSR01140

  • [FCA CF] Client dealing (7 Jun 2024 to 9 Aug 2024)
  • Appointed representative dealing with clients for which they require qualification (7 Jun 2024 to 9 Aug 2024)
  • CF30 Customer (7 Jun 2024 to 9 Aug 2024)
  • [FCA CF] Functions requiring qualifications (7 Jun 2024 to 9 Aug 2024)
• Michael Arthur Palmer

  IRN MAP00104

  • CF1 Director (1 Apr 2008 to 28 Feb 2011)
  • CF11 Money Laundering Reporting (1 Apr 2008 to 30 Sep 2010)
  • CF10 Compliance Oversight (1 Apr 2008 to 30 Sep 2010)
  • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
  • CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Michael James McGregor

  IRN MXM00779

  • Appointed representative dealing with clients for which they require qualification (23 Feb 2023 to 7 Sep 2023)
  • [FCA CF] Functions requiring qualifications (23 Feb 2023 to 7 Sep 2023)
  • [FCA CF] Client dealing (23 Feb 2023 to 7 Sep 2023)
  • CF30 Customer (23 Feb 2023 to 7 Sep 2023)
• Michael Lavin

  IRN MXL01948

  • CF30 Customer (25 Aug 2017 to 23 Mar 2018)
• Monica Patrascu

  IRN MXP01806

  • CF30 Customer (4 Jul 2018 to 19 Jul 2019)
• Nathaniel Soares Jacobs

  IRN NXJ00165

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 20 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2024)
  • [FCA CF] Client dealing (since 2 Jan 2024)

• PBS Ltd (no longer appointed)

  FRN 715368 · Appointed 28 Aug 2015 · Until 6 Nov 2018

No changes recorded yet.