Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BLACKTOWER FINANCIAL MANAGEMENT LIMITED
FRN 188611
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 25 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 25 Nov 2020)
- Appointed representative dealing with clients for which they require qualification (25 Nov 2020 to 1 May 2024)
- CF30 Customer (25 Nov 2020 to 1 May 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2020)
-
- CF22 Investment Adviser (Trainee) (22 Jun 2004 to 19 Apr 2005)
- CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.