Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 188611

    • CF10 Compliance Oversight (1 Apr 2008 to 30 Sep 2010)
    • CF11 Money Laundering Reporting (1 Apr 2008 to 30 Sep 2010)
    • CF1 Director (1 Apr 2008 to 28 Feb 2011)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF21 Investment Adviser (10 Mar 2005 to 31 Mar 2007)
    • CF24 Pension Transfer Specialist (10 Mar 2005 to 31 Mar 2007)
  • Ward Williams Financial Services Ltd (no longer approved here)

    FRN 229362

    • Employed By (10 Mar 2005 to 31 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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