Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 13 Dec 2025)
- CF30 Customer (since 13 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
- [FCA CF] Client dealing (since 12 Aug 2025)
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Wealth Guide Limited
FRN 1045861
- Employed By (since 13 Dec 2025)
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- CF30 Customer (25 Aug 2017 to 23 Mar 2018)
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- CF30 Customer (6 May 2014 to 30 May 2014)
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- CF30 Customer (15 Aug 2012 to 6 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.