BIFM Investments Limited

• Principal Place of Business

  Level 8

  6 Kean St

  London

  WC2B 4AS

  UNITED KINGDOM

  Phone

  +4402081427752

  Web

  https://www.alba-ip.com

• Complaints Contact

  Level 8

  6 Kean St

  London

  WC2B 4AS

  UNITED KINGDOM

  Phone

  +4402081427752

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Fernando Enrique Castagnolo

  IRN FEC01013

  • SMF3 Executive Director (since 31 May 2024)
  • [FCA CF] Client dealing (since 19 Dec 2023)
• Gary Carl Romain

  IRN GXR01282

  • CF29 Significant management (7 Jun 2010 to 8 Apr 2013)
  • CF28 Systems and controls (7 Jun 2010 to 8 Apr 2013)
• Gordon Craig

  IRN WGC01017

  • [FCA CF] Significant management (28 May 2020 to 31 May 2024)
  • CF28 Systems and controls (21 Nov 2013 to 8 Dec 2019)
• Guilherme Pimenta Froes Carvalho

  IRN GPC01060

  • CF30 Customer (7 Jun 2010 to 25 Oct 2013)
• Iain Henry Abrahams

  IRN IHA01004

  • CF3 Chief Executive (15 Mar 2011 to 7 Feb 2013)
  • CF29 Significant management (7 Jun 2010 to 19 Dec 2011)
• Ian John Axe

  IRN IJA01024

  • CF29 Significant management (22 Dec 2010 to 15 Feb 2011)
• Ioannis Papagiannakopoulos

  IRN IXP01185

  • CF30 Customer (18 Apr 2012 to 23 Jul 2013)
• James Peter Dawes

  IRN JPD01136

  • [FCA CF] CASS oversight function (28 May 2020 to 31 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 31 May 2024)
  • CF1 Director (5 Oct 2016 to 8 Dec 2019)
  • CF10a CASS Oversight function (23 May 2016 to 8 Dec 2019)
• John Cavill

  IRN JIC01033

  • [FCA CF] Client dealing (since 28 May 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (10 Jun 2010 to 8 Dec 2019)
• John Paul Decesare

  IRN JPD01157

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2024)
  • CF10 Compliance Oversight (21 Nov 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Nov 2013 to 8 Dec 2019)

No changes recorded yet.