Gary Carl Romain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BIFM Investments Limited (no longer approved here)

    FRN 511268

    • CF28 Systems and controls (7 Jun 2010 to 8 Apr 2013)
    • CF29 Significant management (7 Jun 2010 to 8 Apr 2013)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF28 Systems and controls (17 Dec 2008 to 14 Nov 2011)
    • CF29 Significant management (17 Dec 2008 to 14 Nov 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Apr 2013)
    • CF21 Investment Adviser (13 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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