BEDROCK ASSET MANAGEMENT (UK) LTD

• Principal Place of Business

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402075188815

  Web

  https://www.bedrockgroup.com

• Complaints Contact

  4 Chemin des Vergers

  1208 Geneva

  1208

  SWITZERLAND

  Phone

  +41225925455

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aleksandra Chodorovskaja

  IRN AXC03322

  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Feb 2018 to 8 Dec 2019)
• Alexander Classen

  IRN AXC01927

  • CF30 Customer (20 Dec 2016 to 23 Oct 2018)
• Alexander Perowne

  IRN ABP01043

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (31 Jul 2015 to 8 Dec 2019)
• Alexandre Morrice Koifman

  IRN AMK01074

  • CF1 Director (14 Dec 2004 to 28 May 2013)
• Aliy Akbarov

  IRN AXA11617

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2021)
  • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
• Annelie de Vries

  IRN AXD02297

  • CF30 Customer (16 Mar 2015 to 13 Apr 2015)
• Ariel Arazi

  IRN ALA01017

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (AR) (15 Jul 2019 to 17 Aug 2021)
  • CF30 Customer (1 Nov 2007 to 17 Aug 2021)
  • CF8 Apportionment and Oversight (14 Dec 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (14 Dec 2004 to 21 Oct 2016)
  • CF10 Compliance Oversight (14 Dec 2004 to 21 Oct 2016)
  • CF27 Investment Management (14 Dec 2004 to 31 Oct 2007)
  • CF1 Director (14 Dec 2004 to 8 Dec 2019)
  • CF3 Chief Executive (14 Dec 2004 to 8 Dec 2019)
• Athena Bersimis

  IRN AXB02512

  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 6 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
• Azadeh Nayeri

  IRN AXN00301

  • [FCA CF] Manager of certification employee (since 17 Mar 2023)
• Ben Hancock

  IRN BXH00201

  • [FCA CF] Functions requiring qualifications (20 Oct 2021 to 30 Jan 2026)
  • [FCA CF] Client dealing (20 Oct 2021 to 30 Jan 2026)

• Bedrock Private Equity Limited (no longer appointed)

  FRN 831217 · Appointed 17 Jan 2019 · Until 2 Sep 2021 · Tied agent

No changes recorded yet.