BEDROCK ASSET MANAGEMENT (UK) LTD

• Principal Place of Business

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402075188815

  Web

  https://www.bedrockgroup.com

• Complaints Contact

  4 Chemin des Vergers

  1208 Geneva

  1208

  SWITZERLAND

  Phone

  +41225925455

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caleb Stewart

  IRN CXS00792

  • [FCA CF] Functions requiring qualifications (9 Oct 2023 to 13 Jun 2025)
  • [FCA CF] Client dealing (9 Oct 2023 to 13 Jun 2025)
• Carlota Patricia Van de Koppel

  IRN CXV00032

  • [FCA CF] Significant management (since 1 Mar 2021)
• Caroline Olivia Jeanine Guenola Tremeaud-Magnien

  IRN COT01001

  • CF26 Customer Trading (3 Jul 2006 to 28 Dec 2006)
• Charlotte Cecile Vanessa Ravouna

  IRN CXR01410

  • CF30 Customer (13 Oct 2015 to 5 Jul 2018)
• Daniel Christopher Page

  IRN DCP01063

  • CF30 Customer (1 Nov 2007 to 30 Apr 2011)
  • CF27 Investment Management (12 Apr 2007 to 31 Oct 2007)
  • CF26 Customer Trading (4 Jul 2006 to 12 Apr 2007)
• Daniel Jan Zachmann

  IRN DJZ01013

  • CF30 Customer (19 Nov 2013 to 29 Sep 2015)
• David Djanogly

  IRN DXD00157

  • [FCA CF] Client dealing (1 Sep 2020 to 28 Feb 2025)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 28 Feb 2025)
• David Emmanuel Turysk

  IRN DET01015

  • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
  • CF27 Investment Management (4 Apr 2007 to 31 Oct 2007)
• David George Schwartz

  IRN DGS01147

  • CF30 Customer (15 Dec 2011 to 1 Jul 2014)
• David Philippe Joory

  IRN DPJ01034

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (10 Jun 2005 to 8 Dec 2019)

• Bedrock Private Equity Limited (no longer appointed)

  FRN 831217 · Appointed 17 Jan 2019 · Until 2 Sep 2021 · Tied agent

No changes recorded yet.