Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BEDROCK ASSET MANAGEMENT (UK) LTD
FRN 409324
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (31 Jul 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 25 Feb 2009)
- CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 2 Mar 2009)
- CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Nov 2005 to 16 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.