Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Jul 2015 to 8 Dec 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 25 Feb 2009)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 16 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.