Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BEDROCK ASSET MANAGEMENT (UK) LTD
FRN 409324
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
- [FCA CF] Client dealing (since 6 Nov 2025)
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- [FCA CF] Client dealing (1 Feb 2024 to 8 Aug 2025)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 8 Aug 2025)
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- [FCA CF] Manager of certification employee (9 Jan 2020 to 13 Mar 2023)
- [FCA CF] Client dealing (18 Nov 2016 to 13 Mar 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
- CF30 Customer (18 Dec 2012 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (9 Jan 2020 to 13 Mar 2023)
- [FCA CF] Client dealing (18 Nov 2016 to 13 Mar 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.