Ariel Arazi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BEDROCK ASSET MANAGEMENT (UK) LTD

    FRN 409324

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (15 Jul 2019 to 17 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 17 Aug 2021)
    • CF8 Apportionment and Oversight (14 Dec 2004 to 31 Oct 2007)
    • CF3 Chief Executive (14 Dec 2004 to 8 Dec 2019)
    • CF27 Investment Management (14 Dec 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (14 Dec 2004 to 21 Oct 2016)
    • CF10 Compliance Oversight (14 Dec 2004 to 21 Oct 2016)
    • CF1 Director (14 Dec 2004 to 8 Dec 2019)
  • New Europe Advisers Limited (no longer approved here)

    FRN 463866

    • CF1 Director (AR) (16 Feb 2010 to 19 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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