Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (10 May 2022 to 21 Jul 2022)
    • [PRA CF] Managing a material risk taker (5 Nov 2019 to 7 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Mar 2019 to 21 Jul 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (5 Nov 2019 to 7 Jan 2020)
    • [FCA CF] Manager of certification employee (5 Nov 2019 to 7 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Mar 2019 to 21 Jul 2022)
  • BEDROCK ASSET MANAGEMENT (UK) LTD (no longer approved here)

    FRN 409324

    • CF30 Customer (20 Dec 2016 to 23 Oct 2018)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF29 Significant management (1 Nov 2007 to 29 Jul 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Jun 2006 to 31 Oct 2007)
    • CF1 Director (22 Jun 2006 to 24 May 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF29 Significant management (1 Nov 2007 to 29 Jul 2010)
    • CF1 Director (22 Jun 2006 to 24 May 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Jun 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (22 Jun 2006 to 24 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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