Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (10 May 2022 to 21 Jul 2022)
- [PRA CF] Managing a material risk taker (5 Nov 2019 to 7 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (19 Mar 2019 to 21 Jul 2022)
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- [PRA CF] Managing a material risk taker (5 Nov 2019 to 7 Jan 2020)
- [FCA CF] Manager of certification employee (5 Nov 2019 to 7 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (19 Mar 2019 to 21 Jul 2022)
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- CF30 Customer (20 Dec 2016 to 23 Oct 2018)
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- CF29 Significant management (1 Nov 2007 to 29 Jul 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (22 Jun 2006 to 31 Oct 2007)
- CF1 Director (22 Jun 2006 to 24 May 2007)
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- CF29 Significant management (1 Nov 2007 to 29 Jul 2010)
- CF1 Director (22 Jun 2006 to 24 May 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (22 Jun 2006 to 31 Oct 2007)
- Responsible for Insurance Mediation (22 Jun 2006 to 24 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.