Beckett Financial Services Limited

Date authorised
1 April 2013
Companies House
02190694
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dettingen House
    Dettingen Way
    Bury St. Edmunds
    Suffolk
    IP33 3TU
    UNITED KINGDOM
    Phone
    +4401284754500
    Web
    https://www.beckettinvest.com

  • Complaints Contact

    Dettingen House
    Dettingen Way
    Bury St. Edmunds
    Suffolk
    IP33 3TU
    UNITED KINGDOM
    Phone
    +441284754500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Luke Bonnett

    IRN SLB00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 Apr 2016 to 8 Dec 2019)
  • Stephen John Stolworthy

    IRN SJS00036

    • [FCA CF] Client dealing (30 Mar 2022 to 15 Aug 2022)
    • [FCA CF] Functions requiring qualifications (30 Mar 2022 to 15 Aug 2022)
  • Stephen Mooney

    IRN SXM03150

    • CF30 Customer (21 Jan 2014 to 24 Jul 2014)
  • Stuart George Clyde Colman

    IRN SGC00003

    • CF30 Customer (1 Nov 2007 to 4 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Susan Jennifer Steel

    IRN SJG00117

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF24 Pension Transfer Specialist (20 Dec 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Mar 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Mar 2002)
  • Timothy John Hines

    IRN TJH01122

    • CF3 Chief Executive (30 Nov 2009 to 26 Nov 2012)
    • CF10 Compliance Oversight (30 Nov 2009 to 26 Nov 2012)
    • Responsible for Insurance Mediation (30 Nov 2009 to 26 Nov 2012)
    • CF1 Director (22 Dec 2008 to 26 Nov 2012)
    • CF30 Customer (19 Mar 2008 to 26 Nov 2012)
  • Tracey Anne Henson

    IRN TAH00033

    • CF21 Investment Adviser (27 Sep 2006 to 26 Jun 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2006 to 27 Sep 2006)
  • Tracey Gloyne

    IRN TXC00069

    • SMF3 Executive Director (since 9 Feb 2023)
  • Valerie Anne Carroll

    IRN VAC01032

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
    • CF1 Director (28 May 2015 to 8 Dec 2019)
  • Yogesh Yadev

    IRN YXY00001

    • CF21 Investment Adviser (21 Feb 2003 to 31 May 2006)
    • CF22 Investment Adviser (Trainee) (19 Apr 2002 to 21 Feb 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.