Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 29 Mar 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2023)
    • CF1 Director (AR) (4 Jun 2009 to 28 Mar 2023)
    • CF30 Customer (4 Jun 2009 to 28 Mar 2023)
  • Cambridge Wealth Management Limited (no longer approved here)

    FRN 501753

    • Employed By (4 Jun 2009 to 28 Mar 2023)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF30 Customer (1 Nov 2007 to 4 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.