Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tavistock Private Client Limited
FRN 210782
- Responsibility for MCD Intermediation (since 21 Mar 2025)
- SMF1 Chief Executive (since 21 Mar 2025)
- [FCA CF] Manager of certification employee (since 27 Apr 2023)
- [FCA CF] Functions requiring qualifications (25 Jan 2023 to 27 Apr 2023)
- [FCA CF] Client dealing (25 Jan 2023 to 27 Apr 2023)
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- CF30 Customer (18 Oct 2016 to 8 Dec 2019)
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- Responsible for Insurance Mediation (30 Nov 2009 to 26 Nov 2012)
- CF3 Chief Executive (30 Nov 2009 to 26 Nov 2012)
- CF10 Compliance Oversight (30 Nov 2009 to 26 Nov 2012)
- CF1 Director (22 Dec 2008 to 26 Nov 2012)
- CF30 Customer (19 Mar 2008 to 26 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.