Stephen Mooney

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acorn Wealth Management Group Limited

    FRN 823702

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2025)
    • [FCA CF] Client dealing (since 24 Feb 2025)
  • CSR Planning Limited (no longer approved here)

    FRN 750069

    • [FCA CF] Client dealing (16 May 2022 to 9 Dec 2022)
    • [FCA CF] Functions requiring qualifications (16 May 2022 to 9 Dec 2022)
  • SMITH & PINCHING FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 186616

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
    • CF30 Customer (20 Aug 2014 to 13 May 2022)
  • OVERBURYS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 537653

    • (6)Employed By (5 Feb 2018 to 13 May 2022)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF30 Customer (21 Jan 2014 to 24 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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