Bartlett Wealth Management Ltd

• Principal Place of Business

  Broadway Hall

  Horsforth

  Leeds

  West Yorkshire

  LS18 4RS

  UNITED KINGDOM

  Phone

  +4401132593539

  Web

  http://www.bartlettgroup.com/product/wealth-management/

• Complaints Contact

  Broadway Hall

  Horsforth

  Leeds

  West Yorkshire

  LS18 4RS

  UNITED KINGDOM

  Phone

  +4401132593539

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emil Ronald McKenzie

  IRN ERM01025

  • CF30 Customer (7 Feb 2013 to 7 Feb 2015)
• Frederick Michael Bartlett

  IRN FMB00002

  • CF2 Non Executive Director (15 Jan 2015 to 21 Mar 2018)
  • CF1 Director (AR) (24 Apr 2003 to 11 May 2006)
  • CF1 Director (1 Dec 2001 to 15 Jan 2015)
• Gary Rawnsley

  IRN GXR00010

  • CF21 Investment Adviser (1 Dec 2001 to 21 May 2007)
  • CF1 Director (1 Dec 2001 to 25 Jul 2007)
• Hannah Jones

  IRN HJR01051

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2024)
  • [FCA CF] Client dealing (since 5 Jan 2024)
• Ian Towers

  IRN IXT06408

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 29 Dec 2025)
  • [FCA CF] Client dealing (since 29 Dec 2025)
• Joe Halliday

  IRN JXH02758

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 Jun 2015 to 8 Dec 2019)
• John Alexander Clayton

  IRN JXC00770

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 23 Nov 2021)
  • [FCA CF] Client dealing (since 23 Nov 2021)
• Jonathan David Allen

  IRN JDA01061

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
  • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
• Karen Spark

  IRN KXS01551

  • CF11 Money Laundering Reporting (1 Oct 2011 to 11 Jan 2013)
  • CF10 Compliance Oversight (1 Oct 2011 to 11 Jan 2013)
  • Responsible for Insurance Mediation (8 Apr 2010 to 11 Jan 2013)
  • CF1 Director (14 Jun 2007 to 11 Jan 2013)
• Keith Spencer

  IRN KXS00005

  • CF1 Director (1 Mar 2005 to 26 Oct 2006)
  • CF1 Director (AR) (4 Apr 2003 to 11 May 2006)
  • CF21 Investment Adviser (4 Apr 2003 to 17 Oct 2006)

• Bartlett Employee Benefits Limited

  FRN 1017902 · Appointed 25 Sep 2024

• Sugden Rodgers (Life & Pensions Consultants) Limited (no longer appointed)

  FRN 224092 · Appointed 3 Apr 2003 · Until 8 May 2006

No changes recorded yet.