Gary Rawnsley

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cowling Rawnsley Financial Solutions Limited

    FRN 232052

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Apr 2013)
    • CF30 Customer (since 1 Nov 2007)
    • CF10 Compliance Oversight (25 Aug 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Aug 2011 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Mar 2007 to 31 Oct 2007)
    • CF1 Director (20 Mar 2007 to 8 Dec 2019)
  • BBPI LIMITED

    FRN 182934

    • (1)Employed By (since 15 Apr 2013)
  • Bartlett Wealth Management Ltd (no longer approved here)

    FRN 114800

    • CF1 Director (1 Dec 2001 to 25 Jul 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 21 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at BBPI LIMITED

  2. controlled function added: (1)Employed By at BBPI LIMITED