Karen Spark

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (20 Feb 2019 to 5 Nov 2019)
  • Eastwood Financial Services Limited (no longer approved here)

    FRN 188860

    • Responsible for Insurance Mediation (15 Mar 2016 to 20 Mar 2017)
    • CF10 Compliance Oversight (9 Nov 2015 to 20 Mar 2017)
    • CF11 Money Laundering Reporting (9 Nov 2015 to 20 Mar 2017)
    • CF1 Director (27 Jul 2015 to 20 Mar 2017)
  • Bartlett Wealth Management Ltd (no longer approved here)

    FRN 114800

    • CF10 Compliance Oversight (1 Oct 2011 to 11 Jan 2013)
    • CF11 Money Laundering Reporting (1 Oct 2011 to 11 Jan 2013)
    • Responsible for Insurance Mediation (8 Apr 2010 to 11 Jan 2013)
    • CF1 Director (14 Jun 2007 to 11 Jan 2013)
  • Bartlett & Company Limited (no longer approved here)

    FRN 301695

    • CF1 Director (1 Oct 2011 to 11 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.