Eastwood Financial Services Limited

Date authorised
1 April 2013
Companies House
03649630
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pennine House
    Lowfields Close
    Lowfields Business Park
    Elland
    West Yorkshire
    HX5 9DA
    UNITED KINGDOM
    Phone
    +4401422377737
    Web
    https://www.eastwoodfinancial.co.uk

  • Complaints Contact

    Pennine House
    Lowfields Close
    Lowfields Business Park
    Elland
    West Yorkshire
    HX5 9DA
    UNITED KINGDOM
    Phone
    +4401422377737

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
    • · This permission is limited to debt counselling which is provided in connection with investment advice.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew George Pyrah

    IRN AGP00001

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF3 Executive Director (since 8 Mar 2023)
    • [FCA CF] Client dealing (since 21 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
  • Andrew McCracken

    IRN AXM00062

    • CF8 Apportionment and Oversight (14 Nov 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Nov 2008 to 1 May 2015)
    • CF11 Money Laundering Reporting (14 Nov 2008 to 1 May 2015)
    • CF10 Compliance Oversight (14 Nov 2008 to 1 May 2015)
    • CF30 Customer (1 May 2008 to 30 Apr 2018)
    • CF1 Director (AR) (1 May 2008 to 24 Sep 2013)
    • CF1 Director (10 Jan 2008 to 1 May 2015)
  • Anthony John Flowers

    IRN AJF01193

    • SMF3 Executive Director (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2022)
    • CF1 Director (31 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (25 Jun 2010 to 8 Dec 2019)
  • Clive Yemm

    IRN CXY00004

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (14 Aug 2018 to 8 Dec 2019)
  • David Anthony Wood

    IRN DAW00037

    • CF21 Investment Adviser (2 Dec 2002 to 31 Jul 2005)
  • Diane Mary Lewis

    IRN DML00039

    • CF21 Investment Adviser (8 Apr 2004 to 15 Apr 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Apr 2004)
  • Dominic Francis Cooney

    IRN DFC00007

    • CF30 Customer (24 Jun 2011 to 17 Apr 2019)
  • Glenn Booth

    IRN GXB00059

    • CF30 Customer (6 Aug 2014 to 19 Apr 2015)
  • Harold Richard Preece

    IRN HRP00001

    • CF11 Money Laundering Reporting (4 Feb 2002 to 29 Aug 2003)
    • CF21 Investment Adviser (4 Feb 2002 to 29 Aug 2003)
    • CF1 Director (4 Feb 2002 to 29 Aug 2003)
    • CF10 Compliance Oversight (4 Feb 2002 to 29 Aug 2003)
  • Hazel Marie Manley

    IRN HMM01102

    • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.