Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 8 Mar 2023)
    • [FCA CF] Client dealing (since 21 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
  • JMG Insurance Brokers Limited (no longer approved here)

    FRN 116687

    • CF30 Customer (27 Jun 2016 to 1 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.