Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eastwood Financial Services Limited (no longer approved here)

    FRN 188860

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2022)
    • CF1 Director (31 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (25 Jun 2010 to 8 Dec 2019)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • CF30 Customer (1 Nov 2007 to 14 Nov 2008)
    • CF22 Investment Adviser (Trainee) (10 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.