Hannah Jones

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bartlett Wealth Management Ltd

    FRN 114800

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2024)
    • [FCA CF] Client dealing (since 5 Jan 2024)
  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (36)[FCA CF] Client dealing (12 Dec 2019 to 30 Nov 2023)
    • (37)[FCA CF] Functions requiring qualifications (12 Dec 2019 to 30 Nov 2023)
    • (35)CF30 Customer (5 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (35)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (36)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function added: (37)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD