Bartlett Wealth Management Ltd

• Principal Place of Business

  Broadway Hall

  Horsforth

  Leeds

  West Yorkshire

  LS18 4RS

  UNITED KINGDOM

  Phone

  +4401132593539

  Web

  http://www.bartlettgroup.com/product/wealth-management/

• Complaints Contact

  Broadway Hall

  Horsforth

  Leeds

  West Yorkshire

  LS18 4RS

  UNITED KINGDOM

  Phone

  +4401132593539

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laura Emma de Vries

  IRN LED01025

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Sep 2014 to 8 Dec 2019)
• Marisa Paul

  IRN MXP01932

  • CF30 Customer (4 Oct 2011 to 12 Apr 2012)
• Mark Roe

  IRN MXR02797

  • [FCA CF] Functions requiring qualifications (25 Apr 2022 to 7 Sep 2023)
  • [FCA CF] Client dealing (25 Apr 2022 to 7 Sep 2023)
• Matthew George Connell

  IRN MGC01094

  • CF30 Customer (1 Nov 2007 to 2 Oct 2009)
  • CF22 Investment Adviser (Trainee) (4 Jul 2007 to 31 Oct 2007)
• Matthew Knott

  IRN MXK02945

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2024)
  • CF30 Customer (6 Sep 2018 to 8 Dec 2019)
• Matthew Tallant

  IRN MXT02271

  • CF30 Customer (27 Oct 2016 to 25 Jul 2018)
• Melanie Smith

  IRN MXS00435

  • SMF16 Compliance Oversight (7 Jun 2022 to 13 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Jun 2022 to 13 Sep 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Sep 2022)
• Michael Joseph Burke

  IRN MJB01688

  • CF30 Customer (17 Dec 2009 to 19 Feb 2016)
• Michael Thomas Cowell

  IRN MTC00003

  • CF30 Customer (1 Nov 2007 to 13 Jun 2011)
  • Responsible for Insurance Mediation (3 Mar 2005 to 31 Mar 2010)
  • CF1 Director (AR) (25 Apr 2003 to 11 May 2006)
  • CF1 Director (1 Dec 2001 to 13 Jun 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Micheal John Gilmour

  IRN MJG00124

  • CF21 Investment Adviser (1 Dec 2001 to 15 Sep 2006)

• Bartlett Employee Benefits Limited

  FRN 1017902 · Appointed 25 Sep 2024

• Sugden Rodgers (Life & Pensions Consultants) Limited (no longer appointed)

  FRN 224092 · Appointed 3 Apr 2003 · Until 8 May 2006

No changes recorded yet.