Bartlett Wealth Management Ltd

• Principal Place of Business

  Broadway Hall

  Horsforth

  Leeds

  West Yorkshire

  LS18 4RS

  UNITED KINGDOM

  Phone

  +4401132593539

  Web

  http://www.bartlettgroup.com/product/wealth-management/

• Complaints Contact

  Broadway Hall

  Horsforth

  Leeds

  West Yorkshire

  LS18 4RS

  UNITED KINGDOM

  Phone

  +4401132593539

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mohammed Farid

  IRN MXF01462

  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF22 Investment Adviser (Trainee) (4 Jul 2007 to 31 Oct 2007)
• Parkash Singh Sohanpall

  IRN PSS01100

  • CF30 Customer (22 Aug 2011 to 12 Jan 2012)
• Paul Philip Rowland Barnett

  IRN PPB01018

  • CF22 Investment Adviser (Trainee) (2 Apr 2003 to 29 Aug 2003)
• Paul Richard Stewart

  IRN PRS01177

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 29 Sep 2023)
  • [FCA CF] Manager of certification employee (since 1 May 2021)
  • [FCA CF] Client dealing (since 21 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 21 Jan 2020)
  • CF30 Customer (16 Jul 2009 to 4 Dec 2009)
• Peter Alexander Holt

  IRN PAH01176

  • CF1 Director (21 Nov 2008 to 3 Feb 2014)
  • CF3 Chief Executive (21 Nov 2008 to 3 Feb 2014)
  • CF8 Apportionment and Oversight (21 Nov 2008 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Oct 2006)
• Peter David Whitehead

  IRN PDW01074

  • CF30 Customer (1 Nov 2007 to 6 Sep 2012)
  • CF22 Investment Adviser (Trainee) (23 Jun 2004 to 31 Oct 2007)
• Philip Michael Thompson

  IRN PMT00005

  • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Richard Alan Cotterill

  IRN RAC01231

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Mar 2015 to 8 Dec 2019)
• Richard Frederick Bartlett

  IRN RFB01072

  • CF1 Director (AR) (since 25 Sep 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (13 Aug 2013 to 8 Dec 2019)
• Richard Malcolm Hayres

  IRN RMH01155

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2024)
  • [FCA CF] Client dealing (since 5 Jan 2024)

• Bartlett Employee Benefits Limited

  FRN 1017902 · Appointed 25 Sep 2024

• Sugden Rodgers (Life & Pensions Consultants) Limited (no longer appointed)

  FRN 224092 · Appointed 3 Apr 2003 · Until 8 May 2006

No changes recorded yet.