Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bartlett & Company Limited (no longer approved here)

    FRN 301695

    • CF10a CASS Oversight function (12 Feb 2013 to 5 Feb 2014)
    • CF3 Chief Executive (21 Nov 2008 to 5 Feb 2014)
    • CF8 Apportionment and Oversight (21 Nov 2008 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 1 Dec 2007)
  • Bartlett Wealth Management Ltd (no longer approved here)

    FRN 114800

    • CF3 Chief Executive (21 Nov 2008 to 3 Feb 2014)
    • CF8 Apportionment and Oversight (21 Nov 2008 to 31 Mar 2009)
    • CF1 Director (21 Nov 2008 to 3 Feb 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.