Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10a CASS Oversight function (12 Feb 2013 to 5 Feb 2014)
- CF3 Chief Executive (21 Nov 2008 to 5 Feb 2014)
- CF8 Apportionment and Oversight (21 Nov 2008 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 1 Dec 2007)
-
- CF3 Chief Executive (21 Nov 2008 to 3 Feb 2014)
- CF8 Apportionment and Oversight (21 Nov 2008 to 31 Mar 2009)
- CF1 Director (21 Nov 2008 to 3 Feb 2014)
- CF11 Money Laundering Reporting (1 Dec 2001 to 19 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.