Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gareth David Hall
IRN GDH01095
- CF30 Customer (24 Apr 2018 to 8 Dec 2019)
Garry Murdoch
IRN GXM01222
- CF10 Compliance Oversight (11 Feb 2002 to 17 Jul 2002)
- CF11 Money Laundering Reporting (11 Feb 2002 to 17 Jul 2002)
George Henry Harvey
IRN GHH01017
- CF1 Director (14 Jan 2002 to 30 Apr 2013)
- CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)
Ghadir Cooper
IRN GXA01059
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2023)
- CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
Gregory Williams
IRN GXW19650
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2022 to 24 Sep 2025)
Gulamabbas Murtaza Lakha
IRN GML01044
- CF21 Investment Adviser (25 Mar 2002 to 6 Jun 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Mar 2002)
Guy Charles Davies
IRN GCD01018
- CF21 Investment Adviser (27 Nov 2003 to 30 Dec 2004)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 27 Nov 2003)
Hazim Abdulaziz Buali
IRN HAB01010
- CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2004)
Helen Susan Pike
IRN HSP01012
- CF26 Customer Trading (1 Dec 2001 to 18 Jun 2003)
Hilary Fiona Louise Denby-Jones
IRN HFD01001
- CF1 Director (10 Dec 2002 to 17 Jul 2003)
- CF27 Investment Management (1 Dec 2001 to 10 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.