Garry Murdoch

• AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

  FRN 119368

  • CF10 Compliance Oversight (14 Jan 2014 to 1 Jul 2014)
• AXA Investment Managers GS Limited (no longer approved here)

  FRN 188523

  • CF10 Compliance Oversight (14 Jan 2014 to 1 Jul 2014)
• AllianceBernstein Limited (no longer approved here)

  FRN 147956

  • CF11 Money Laundering Reporting (6 Aug 2002 to 25 Apr 2008)
  • CF10 Compliance Oversight (10 Aug 2000 to 4 Feb 2002)
• Baring Fund Managers Limited (no longer approved here)

  FRN 119187

  • CF10 Compliance Oversight (11 Feb 2002 to 17 Jul 2002)
  • CF11 Money Laundering Reporting (11 Feb 2002 to 17 Jul 2002)
• Baring International Investment Limited (no longer approved here)

  FRN 122628

  • CF11 Money Laundering Reporting (11 Feb 2002 to 17 Jul 2002)
  • CF10 Compliance Oversight (11 Feb 2002 to 17 Jul 2002)
• Baring Asset Management Limited (no longer approved here)

  FRN 170601

  • CF10 Compliance Oversight (11 Feb 2002 to 17 Jul 2002)
  • CF11 Money Laundering Reporting (11 Feb 2002 to 17 Jul 2002)

No changes recorded yet.