Baring Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Huw Llewelyn Davies
IRN HLD01012
- CF14 Risk Assessment (1 Dec 2001 to 18 Jun 2003)
Ian Alexander Pascal
IRN IAP01006
- CF29 Significant management (22 Feb 2012 to 2 Aug 2013)
- CF1 Director (12 Mar 2004 to 1 Aug 2013)
- CF16 Significant Mgt (Desgntd Investment Business) (8 Dec 2003 to 12 Mar 2004)
- CF22 Investment Adviser (Trainee) (16 Apr 2002 to 10 May 2002)
Ian Bright
IRN IAB01024
- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)
Ian Patrick Furtado
IRN IPF01006
- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2004)
Ian Paul Milton
IRN IPM01014
- CF27 Investment Management (1 Dec 2001 to 1 Mar 2002)
James Anderson
IRN JXA01689
- [FCA CF] Material risk taker (17 Nov 2022 to 8 Dec 2023)
- CF30 Customer (12 Apr 2018 to 8 Dec 2019)
James Anthony Congreve Wallace
IRN JAW01128
- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2004)
James John Dawson
IRN JJD01130
- CF30 Customer (10 Apr 2018 to 8 Dec 2019)
James Jonathan Charles Cooke
IRN JJC01079
- CF22 Investment Adviser (Trainee) (31 Oct 2002 to 21 Oct 2003)
James Lake
IRN JXL01478
- CF30 Customer (1 Nov 2007 to 10 Mar 2014)
- CF26 Customer Trading (30 Apr 2004 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.