James John Dawson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited

    FRN 122628

    • [FCA CF] Manager of certification employee (since 5 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Apr 2018 to 8 Dec 2019)
  • Baring Asset Management Limited

    FRN 170601

    • [FCA CF] Manager of certification employee (since 5 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Apr 2018 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED

    FRN 194662

    • [FCA CF] Manager of certification employee (since 5 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 May 2014 to 8 Dec 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF30 Customer (10 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.