Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Piran Williams
IRN JPW01105
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
James Ricardo Martinelli
IRN JRM01177
- CF21 Investment Adviser (10 Mar 2003 to 30 Dec 2004)
- CF22 Investment Adviser (Trainee) (11 Jul 2002 to 10 Mar 2003)
Jane Armstrong
IRN JXA16898
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (16 Sep 2019 to 8 Dec 2019)
Jane Mackett
IRN JXM02339
- CF14 Risk Assessment (11 May 2005 to 20 Oct 2006)
Jawad Malik
IRN JXM01299
- SMF24 Chief Operations (15 Feb 2023 to 8 Apr 2026)
Jeffrey Leonard Burton
IRN JLB01058
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Mar 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2005)
Jennifer Ann Segal
IRN JAS01173
- CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
Jens Bjorheim
IRN JXB01384
- CF21 Investment Adviser (30 Sep 2004 to 24 Dec 2004)
- CF22 Investment Adviser (Trainee) (29 Sep 2004 to 30 Sep 2004)
Jintao Liang
IRN JXL01942
- CF30 Customer (12 Apr 2018 to 28 Jan 2019)
Joanna Louise Raymond
IRN JLR01124
- CF30 Customer (2 May 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.